Financial and Securities
Financial and Securities
#3 Financial and Securities (100 words)
Read Ch. 17 of The Legal and Regulatory Environment of Business.
Consider the following as you read:
- The concept of securities and the role of the Securities and Exchange Commission (SEC).
- How the Sarbanes-Oxley Act has affected the current business landscape.
#4 Due Diligence ( Professor Post) (100 words)
Class, Amber explains how due diligence works in a business transaction. Can any of you relate the concept of due diligence to your own lives?
#5 Environmental Regulation (100 words)
- Which are the most significant considerations affecting business today?
- How environmental concerns create potential tort liability for business organizations#6 The Regulatory Process (100 words)
Read Ch. 15 of The Legal and Regulatory Environment of Business.
Consider the following as you read:
- The ethical reasons for having administrative agencies, and how they enforce their rules and regulations.
- The direct legal impact regulatory agencies have on business organizations.
……………………………Answer Preview…………………………….
The Concept of Securities and the Role of the Securities and Exchange Commission
Created in the early 1930s, the United States Securities and Exchange Commission is and self-regulating federal government agency whose main responsibility is offering protection to the investors as well as maintenance of fair and orderly functions of the securities markets. Moreover, the agency is also responsible for easing of capital creation (Reed et al., 2013)……………………………………..
APA
593 Words
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